Regulatory Observers

Observers Name Position / Title
ESMA Olga Petrenko Senior Officer, Markets
FCA David Ogilvie-Forbes Senior Associate / Markets Reporting Team (MRT)
FCA Ayo Fashina Technical Specialist / Markets Reporting Team
JSDA Eiichiro Fukase Counsellor to the Chairman
DSB Board Emma Kalliomaki DSB Board Member
BaFin Dr. Olaf Kurpiers Senior Advisor, Securities Supervision


Co-Chairs Name Position / Title
BNP Paribas Harry McAllister Information Architect
Intercontinental Exchange/ NYSE Joseph Berardo Head, Credit Product Management

Committee Members

Institution Category First Name Last Name Postion / Title
Allianz Global Investors Buy-side Michael Sandro Bauch Regulatory Project Manager
Citadel Buy-side Jonah Platt Director, Regulatory and Government Policy
DTCC Custodian Gregg Rapaport Managing Director
State Street Financial Custodian Michael Burg Vice President, Derivative Product Offering Management
IHS Markit Data Vendor Kirston Winters Managing Director, Head of Product Management - MarkitSERV by IHS Markit
Refinitiv Data Vendor Ben Scofield FX Content Manager
Smartstream RDU Data Vendor Jourik De Lange Market Data Analysis
Citigroup Sell-side Tia Ellerman Senior Vice President
Hamburg Commercial Bank AG Sell-side Rene Muller SVP Market Management
J.P.Morgan Sell-side Jay Shotton Regulatory Change Officer
42 Financial Services Trading Venue Maros Oberman Head of Poland, ZAR Fixed Income
Bloomberg L.P. Trading Venue Adam Lister IRS Electronic Trading Product Manager EMEA
Tradeweb Trading Venue Uwe Hillnhütter Director, Head of European Operations
European Fund and Asset Management Association Other Industry Vincent Dessard Senior Regulatory Policy Advisor
FIX Trading Community Other Industry James Northey Global Technical Committee Co-chair
Global Financial Markets Association Other Industry Fiona Willis Manager, Global Foreign Exchange Division
Investment Association Other Industry David Broadway Investment Operations Lead
International Swaps and Derivatives Association Other Industry Karel Engelen Senior Director