2025 OTC ISIN, UPI and CFI Service Provision Consultation

Consultation Paper

This consultation opened on 30th April 2024 and will close on 31st May 2024, with a final consultation report being published on 16th July 2024. 

The consultation paper seeks to obtain industry views on several topics: Data Leakage Prevention (DLP), Data Classification & Data Labelling, Governance, Risk & Compliance (GRC) Tool, Extension of Intermediary Model to All User Types, DSB TOTV/uTOTV function, UPI Delivered as Part of the OTC ISIN Service and Global Agile Architecture (GAA) Phase 2. The document presents information for market participants’ review and feedback. 

A webinar to address consultation related queries took place on Wednesday 15th May 2024. The webinar set out the key themes in the DSB Consultation Paper of 2024. The purpose of the webinar was to provide industry with an opportunity to submit any questions following publication of the consultation paper. The webinar recording and the accompanying slide deck are available, designed to work in conjunction with the consultation document.

 

Consultation Timeline

 

MilestoneDate
Publication of DSB OTC ISIN, UPI and CFI Consultation Paper (CP) Tue 30 Apr 2024
Webinar *** Register ***Wed 15 May 2024
Industry feedback on the CPTue 30 Apr – Fri 31 May 2024
Final Consultation Report publicationTue 16 Jul 2024
2025 Draft User Agreement (UA) publicationFri 2 Aug 2024
Deadline for industry feedback on proposed UA changesFri 30 Aug 2024
2025 Final User Agreement (UA) publicationWed 25 Sep 2024
User termination deadlineWed 2 Oct 2024
Annual User fees for 2025 calculatedFri 4 Oct 2024
2025 User fees publishedMon 7 Oct 2024

 
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