| Instrument ISIN | Underlying Type | DSB ToTV flag | ToTV Effective Date | DSB uToTV flag | uToTV Effective Date |
| EZ ISIN[1] | No underlying applicable | False – pending clarification from ESMA | Not on the ToTV record | False | Not on the ToTV record |
| EZ ISIN | - Index/Reference rate
- LEI
- Basket of non-ISIN values
| False – pending clarification from ESMA | Not on the ToTV record | False as the DSB does not have sufficient information to decide | Not on the ToTV record |
| EZ ISIN | Underlying ISIN(s): - Underlying ISIN(s) are all EZ ISIN
| False – pending clarification from ESMA | Not on the ToTV record | False – pending clarification from ESMA | Not on the ToTV record |
| EZ ISIN | Underlying ISIN(s): - At least one Underlying ISIN is a non-EZ ISIN that has been reported to FIRDS by a DSB recognised RM/ OTF/ MTF
| False – pending clarification from ESMA | Not on the ToTV record | True | - The earliest date of the ToTV Effective Dates that trading venues reported the Underlying ISIN to ESMA
- The DSB uses the FIRDS “Date of Admission to Trading or Date of First Trade” attribute[2] to derive the ToTV effective date
|
| Non-EZ ISIN that has been reported to FIRDS by a DSB recognised RM/OTF/MTF | No underlying applicable | True | - The earliest date of the ToTV Effective Dates that trading venues reported the Instrument ISIN to ESMA
- The DSB uses the FIRDS “Date of Admission to Trading or Date of First Trade” attribute to derive the ToTV effective date
| False | Not on the ToTV record |
| Non-EZ ISIN that has been reported to FIRDS by an SI(s) or reporting MIC is unknown | No underlying applicable | False | Not on the ToTV record | False | Not on the ToTV record |
| Non-EZ ISIN that has been reported to FIRDS by a DSB recognised RM/OTF/MTF | - Index/Reference rate
- LEI
- Basket of non-ISIN values
| True | - The earliest date of the ToTV Effective Dates that trading venues reported the Instrument ISIN to ESMA
- The DSB uses the FIRDS “Date of Admission to Trading or Date of First Trade” attribute to derive the ToTV effective date
| False as the DSB does not have sufficient information to decide | Not on the ToTV record |
| Non-EZ ISIN that has been reported to FIRDS by a DSB recognised RM/OTF/MTF | Underlying ISIN(s): - Underlying ISIN(s) are all EZ ISIN
| True | - The earliest date of the ToTV Effective Dates that trading venues reported the Instrument ISIN to ESMA
- The DSB uses the FIRDS “Date of Admission to Trading or Date of First Trade” attribute to derive the ToTV effective date
| False- pending clarification from ESMA | Not on the ToTV record |
| Non-EZ ISIN that has been reported to FIRDS by a DSB recognised RM/OTF/MTF | Underlying ISIN(s): - At least one Underlying ISIN is a non-EZ ISIN that has been reported to FIRDS by a DSB recognised RM/ OTF/ MTF
| True | - The earliest date of the ToTV Effective Dates that trading venues reported the Instrument ISIN to ESMA
- The DSB uses the FIRDS “Date of Admission to Trading or Date of First Trade” attribute to derive the ToTV effective date
| True | - The earliest date of the ToTV Effective Dates that trading venues reported the Underlying ISIN to ESMA
- The DSB uses the FIRDS “Date of Admission to Trading or Date of First Trade” attribute to derive the ToTV effective dat
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