UPI Fee Model Consultation 2021

Final Consultation Report

The Final Report on the UPI Fee Model Consultation was published on 27th September 2021. The report can be accessed via the button, on the right.

Second Consultation

The purpose of this second consultation was to solicit further industry feedback on additional detail provided following the responses received as part of first round of industry consultation which closed on 5th March 2021.

Feedback provided in response to the consultation was collated and incorporated into the Final UPI Fee Model Consultation Report and published on 27th September 2021.

The consultation paper, which can be accessed by clicking the button on the right, provided a summary of industry responses to the assumptions made and questions posed in the first consultation paper, and followed with additional questions for further industry feedback.

This second consultation closed at 5pm UTC on 9 July 2021.

List of public and anonymized responses to consultation with links to PDF files:

First Consultation

The UPI is expected to become globally reportable to Trade Repositories and as such the fee model principles set out in this first of two consultation papers, will be key in determining the path forward.

The first consultation seeking to obtain feedback on the assumptions and proposals that will underpin the fee model for the Unique Product Identifier (UPI) closed on 5th March 2021. The first consultation paper can still be accessed by using the button on the right.

The DSB hosted two explanatory webinars on Tuesday 2nd and Wednesday 3rd February. To access the webinar presentation pack and the webinar recordings please select the relevant buttons on the right.

List of public and anonymized responses to consultation with links to PDF files:
Feedback received outside of consultations:

DSB User Survey

The DSB sought views on two key items in a short survey in March/April 2021. The two questions on which the DSB requested information were:

  1. Whether you expect to programmatically create or search for data (OTC ISIN only, CFI/UPI/ OTC ISIN together, UPI only)
  2. Whether you expect to download free-to-use files, and/or manually create or search for data

The survey closed at 5pm UTC on Friday 9th April 2021.

Consultation Timeline

The DSB UPI Legal Terms and Conditions Consultation timeline is outlined below:

Publication of DSB UPI Consultation Paper 1 (CP1) Mon 11 Jan 2021
Explanatory Webinar 1 (for attendees in Asia + Australia) Tue 2 Feb 2021
Explanatory Webinar 2 Wed 3 Feb 2021
Industry feedback deadline (for CP1)Fri 5 Mar 2021
Publication of DSB UPI Consultation Paper 2 (CP2)Mon 10 May 2021
Industry feedback deadline (for CP2)Fri 9 Jul 2021
Publication of Final DSB UPI Consultation PaperMon 27 Sep 2021


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